[Download] "Joint Final Rules - Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)" by The Law Library # Book PDF Kindle ePub Free
eBook details
- Title: Joint Final Rules - Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- Author : The Law Library
- Release Date : January 20, 2018
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 157 KB
Description
The Law Library presents the complete text of the Joint Final Rules - Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition).
Updated as of May 29, 2018
The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (together, the “Commissions”) are adopting a new rule and amending an existing rule under the Commodity Exchange Act (“CEA”) and adopting two new rules under the Securities Exchange Act of 1934 (“Exchange Act”). The rules will modify the applicable statutory listing standards requirements to permit security futures to be based on individual debt securities or a narrow-based security index composed of such securities. In addition, these rules and rule amendment will exclude from the definition of “narrow-based security index” debt securities indexes that satisfy specified criteria. A future on a debt securities index that is excluded from the definition of narrow-based security index will not be a security future and may trade subject to the exclusive jurisdiction of the CFTC.
This ebook contains:
- The complete text of the Joint Final Rules - Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure